{"id":1891,"date":"2021-05-12T13:32:57","date_gmt":"2021-05-12T13:32:57","guid":{"rendered":"https:\/\/www.hazmatuniversity.com\/news\/?p=1891"},"modified":"2024-03-29T04:54:40","modified_gmt":"2024-03-29T04:54:40","slug":"what-happens-when-an-investigator-stops-by","status":"publish","type":"post","link":"https:\/\/www.hazmatuniversity.com\/news\/what-happens-when-an-investigator-stops-by\/","title":{"rendered":"What Happens When an Investigator Stops By?"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"aligncenter size-full wp-image-1892\" src=\"https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/05\/19-2.jpg\" alt=\"hazmat regulations\" width=\"1000\" height=\"600\" srcset=\"https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/05\/19-2.jpg 1000w, https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/05\/19-2-300x180.jpg 300w, https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/05\/19-2-768x461.jpg 768w\" sizes=\"auto, (max-width: 1000px) 100vw, 1000px\" \/><\/p>\n<p><span style=\"font-weight: 400;\">Offering or transporting dangerous goods\/hazmat involves risk.\u00a0 A robust regulatory system (and industry best practices) is in place to reduce the risk as much as possible.\u00a0 Robust hazmat training programs educate hazmat employees of their responsibilities as part of the dangerous goods supply chain. These same training programs also ensure compliance with hazmat regulations. Reputable shipping manufactures and or suppliers warn the public of the presence of dangerous goods.\u00a0 Proper packaging is crucial to contain dangerous goods and separates them from the environment and to protect the world.\u00a0\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">What happens when something goes wrong? Who is watching to make sure everyone is following the dangerous goods regulations?\u00a0 What should you do when you spot willful non-compliance with the hazmat regulations?\u00a0 The hazmat regulatory structure includes enforcement activities to work through these situations.\u00a0<\/span><\/p>\n<h2><b>How are the Hazmat Regulations Enforced?<\/b><\/h2>\n<p><span style=\"font-weight: 400;\">In the United States, the Pipeline and Hazardous Materials Safety Administration (PHMSA) is the lead agency for writing and enforcing the Hazardous Materials Regulations (HMR).\u00a0 Other transportation agencies including the Federal Aviation Administration (FAA), Federal Motor Carrier Safety Administration (FMSCA), and the Federal Railroad Administration (FRA) will also conduct outreach or investigations as needed for a specific mode.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Within PHMSA, enforcement is handled by the Office of Hazardous Materials Safety Field Operations.\u00a0 There are 5 regional offices within the <\/span><a href=\"https:\/\/www.phmsa.dot.gov\/field-operations\/overview\"><span style=\"font-weight: 400;\">Field Operations<\/span><\/a><span style=\"font-weight: 400;\"> unit that perform anything from enforcement investigations, managing outreach programs and training.\u00a0\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Investigations may be prompted by an incident involving dangerous goods, complaint reports from carriers, special permit\/competent authority application, or research done at the field office.\u00a0 Investigators will often visit businesses that have registered as required in <\/span><a href=\"https:\/\/www.ecfr.gov\/cgi-bin\/text-idx?SID=07b531757b2f77b1f65ee2c75ba94bd1&amp;mc=true&amp;node=sp49.2.107.g&amp;rgn=div6\"><span style=\"font-weight: 400;\">49 CFR <\/span><span style=\"font-weight: 400;\">\u00a7<\/span><span style=\"font-weight: 400;\">107.601<\/span><\/a><span style=\"font-weight: 400;\"> to look at their procedures to make sure the company is shipping material properly.\u00a0 Hazmat packaging manufacturers are often visited by investigators to ensure that testing requirements, manufacturing, and recordkeeping are in order.\u00a0<\/span><\/p>\n<h2><b>\u00a0What Happens When an Investigator Stops By?<\/b><\/h2>\n<p><span style=\"font-weight: 400;\">PHMSA outlines enforcement actions in <\/span><a href=\"https:\/\/www.ecfr.gov\/cgi-bin\/retrieveECFR?gp=&amp;SID=07b531757b2f77b1f65ee2c75ba94bd1&amp;mc=true&amp;n=pt49.2.107&amp;r=PART&amp;ty=HTML#sp49.2.107.d\"><span style=\"font-weight: 400;\">\u00a7<\/span><span style=\"font-weight: 400;\">107.301 \u2013 <\/span><span style=\"font-weight: 400;\">\u00a7<\/span><span style=\"font-weight: 400;\">107.339<\/span><\/a><span style=\"font-weight: 400;\">.\u00a0 The meeting will start with an explanation of why the investigator is onsite.\u00a0 You will likely be asked to furnish information or documents as evidence.\u00a0 The investigator may also request interviews with hazmat employees.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Once the investigation is complete, the company may receive any one of several outcomes.\u00a0 A letter of termination may be sent stating that no further action is necessary from the investigation.\u00a0 If the investigator finds problems, a warning letter, a ticket, or notice of probable violation may be issued. \u00a0 If a ticket or notice of probable violation is issued, a person may send an informal response or request a formal hearing.\u00a0 The notice from the investigator will include the next steps that may be taken.<\/span><\/p>\n<h2><b>What are the Penalties for Non-Compliance with Hazmat Regulations?<\/b><\/h2>\n<p><span style=\"font-weight: 400;\">A person that knowingly violates a requirement of the HMR may be fined a <\/span><a href=\"https:\/\/www.ecfr.gov\/cgi-bin\/text-idx?SID=07b531757b2f77b1f65ee2c75ba94bd1&amp;mc=true&amp;node=se49.2.107_1329&amp;rgn=div8\"><span style=\"font-weight: 400;\">maximum<\/span><\/a><span style=\"font-weight: 400;\"> of $84,425 for each violation or $196,992 for a violation that results in death, serious illness, or severe injury to any person or substantial destruction of property.\u00a0 There is no minimum civil penalty, except for a minimum of $508 for violations relating to training.\u00a0 If there is a continuing violation, penalties may be assessed for each day the violation continues.\u00a0 Some violations of the regulation may bring criminal proceedings against a person.<\/span><\/p>\n<p><a href=\"https:\/\/www.ecfr.gov\/cgi-bin\/text-idx?SID=07b531757b2f77b1f65ee2c75ba94bd1&amp;mc=true&amp;node=ap49.2.107_1339.a&amp;rgn=div9\"><span style=\"font-weight: 400;\">Appendix A to subpart D of Part 107<\/span><\/a><span style=\"font-weight: 400;\"> outlines the guidelines for civil penalties.\u00a0 This section of the 49 CFR lists possible violations and the recommended penalties for each.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">While you may not be able to avoid a visit from an investigator, you can certainly reduce your chances of non-compliance with the regulations.\u00a0 PHMSA\u2019s <\/span><a href=\"https:\/\/www.phmsa.dot.gov\/\"><span style=\"font-weight: 400;\">website<\/span><\/a><span style=\"font-weight: 400;\"> has many tools that can be used to help build a strong hazmat transportation program within your company.\u00a0 Track changes to hazmat regulations through trade associations, blogs, dangerous goods consultants, or the Federal Register. Finally, get quality training.\u00a0 Proper training is the best way to make sure that all employees understand that the hazmat regulations exist, how to comply with them, and what their responsibilities are.\u00a0\u00a0<\/span><\/p>\n<h2><b>Avoid Non-Compliance and Master the Hazmat Regulations With Hazmat University<\/b><\/h2>\n<p><a href=\"https:\/\/www.hazmatuniversity.com\/about-us\"><span style=\"font-weight: 400;\">Hazmat University<\/span><\/a><span style=\"font-weight: 400;\"> is a worldwide leader in hazmat regulations training programs. Our flexible and intuitive online training modules make staying compliant engaging and convenient.<\/span><a href=\"https:\/\/www.hazmatuniversity.com\/courses\"><span style=\"font-weight: 400;\"> Browse our course menu<\/span><\/a><span style=\"font-weight: 400;\"> or <\/span><a href=\"https:\/\/www.hazmatuniversity.com\/contact-us\"><span style=\"font-weight: 400;\">get in touch<\/span><\/a><span style=\"font-weight: 400;\"> with our team at <a href=\"tel:8445327634\">(844) 532-7634<\/a> or <a href=\"tel:6094934972\">(609) 493-4972<\/a>!<\/span><\/p>\n<h3 style=\"text-align: center;\">May Promotion<\/h3>\n<p style=\"text-align: center;\"><strong>ShipHazmat &#8211; Subscribe for a Free Trial Today<\/strong><\/p>\n<p style=\"text-align: center;\"><a href=\"https:\/\/www.shiphazmat.net\/\">https:\/\/www.shiphazmat.net\/<\/a><\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-1875 aligncenter\" src=\"https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/04\/SH-Annual-Sale-May-2021-1-300x200.png\" alt=\"\" width=\"314\" height=\"209\" srcset=\"https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/04\/SH-Annual-Sale-May-2021-1-300x200.png 300w, https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/04\/SH-Annual-Sale-May-2021-1.png 648w\" sizes=\"auto, (max-width: 314px) 100vw, 314px\" \/><\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-1876 aligncenter\" src=\"https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/04\/Webinar-SH-300x199.jpg\" alt=\"\" width=\"310\" height=\"206\" srcset=\"https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/04\/Webinar-SH-300x199.jpg 300w, https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/04\/Webinar-SH-1024x679.jpg 1024w, https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/04\/Webinar-SH-768x509.jpg 768w, https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/04\/Webinar-SH.jpg 1367w\" sizes=\"auto, (max-width: 310px) 100vw, 310px\" \/><\/p>\n<p><script type=\"application\/ld+json\">\n{\n  \"@context\": \"https:\/\/schema.org\",\n  \"@type\": \"NewsArticle\",\n  \"mainEntityOfPage\": {\n    \"@type\": \"WebPage\",\n    \"@id\": \"https:\/\/www.hazmatuniversity.com\/news\/what-happens-when-an-investigator-stops-by\/\"\n  },\n  \"headline\": \"What Happens When an Investigator Stops By?\",\n  \"description\": \"Offering or transporting dangerous goods\/hazmat involves risk.  A robust regulatory system (and industry best practices) is in place to reduce the risk as much as possible.  Robust hazmat training programs educate hazmat employees of their responsibilities as part of the dangerous goods supply chain. These same training programs also ensure compliance with hazmat regulations. Reputable shipping manufactures and or suppliers warn the public of the presence of dangerous goods.  Proper packaging is crucial to contain dangerous goods and separates them from the environment and to protect the world.\",\n  \"image\": \"https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2021\/05\/19-2.jpg\",  \n  \"author\": {\n    \"@type\": \"Organization\",\n    \"name\": \"Bureau of Dangerous Goods, Ltd.\"\n  },  \n  \"publisher\": {\n    \"@type\": \"Organization\",\n    \"name\": \"Hazmat University\",\n    \"logo\": {\n      \"@type\": \"ImageObject\",\n      \"url\": \"https:\/\/www.hazmatuniversity.com\/news\/wp-content\/uploads\/2019\/09\/logo.svg\"\n    }\n  },\n  \"datePublished\": \"2021-05-12\"\n}\n<\/script><\/p>\n<p><script type=\"application\/ld+json\">\n{\n  \"@context\": \"https:\/\/schema.org\",\n  \"@type\": \"FAQPage\",\n  \"mainEntity\": [{\n    \"@type\": \"Question\",\n    \"name\": \"How are the Hazmat Regulations Enforced?\",\n    \"acceptedAnswer\": {\n      \"@type\": \"Answer\",\n      \"text\": \"In the United States, the Pipeline and Hazardous Materials Safety Administration (PHMSA) is the lead agency for writing and enforcing the Hazardous Materials Regulations (HMR).  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But what happens when an investigator stops by? Read on to learn more!  <a href=\"https:\/\/www.hazmatuniversity.com\/news\/what-happens-when-an-investigator-stops-by\/\" class=\"more-link\">Continue Reading <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":11,"featured_media":1892,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[6],"tags":[],"class_list":["post-1891","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-online-training"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.2 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>What Occurs When an Investigator Stops By | Hazmat University<\/title>\n<meta name=\"description\" content=\"Following hazmat regulations ensures safety and compliance. But what happens when an investigator stops by? 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